Five levels of defence
There are 5 independent layers of defence for nuclear facilities in Canada. The implementation elements for each layer are described below and are adapted from REGDOC-3.5.3, Regulatory Fundamentals.
Level 1 – Prevention of abnormal operation and failures
The first layer of defence encompasses items within the facility itself. The objective is to prevent any change from normal operation, and prevent failures of structures, systems and components (SSCs) important to safety.
Implementation of Level 1 includes the following:
Conservative design
- This also applies to levels 2 through 4 of defence in depth.
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Applicable regulatory documents:
- REGDOC-2.1.1, Management System
- REGDOC-2.4.1, Deterministic Safety Analysis
- REGDOC-2.4.2, Probabilistic Safety Assessment (PSA) for Reactor Facilities
- REGDOC-2.4.3, Nuclear Criticality Safety
- REGDOC-2.5.1, General Design Considerations: Human Factors
- REGDOC-2.5.2, Design of Reactor Facilities
- REGDOC-2.7.1, Radiation Protection
- REGDOC-2.9.1, Environmental Principles, Assessments and Protection Measures
- REGDOC-2.9.2, Controlling Releases to the Environment
- REGDOC-2.12.1, High-Security Facilities, Volume II: Criteria for Nuclear Security Systems and Devices
High-quality materials, manufacturing and construction
- This also applies to levels 2 through 4 of defence in depth.
- Applicable regulatory documents:
Suitable site chosen for the plant with consideration of all external hazards
- Applicable regulatory documents:
Qualification of personnel and training to increase competence
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Applicable regulatory documents:
- REGDOC-2.1.1, Management System
- REGDOC-2.2.2, Personnel Training
- REGDOC-2.2.3, Personnel Certification, Volume III: Certification of Reactor Facility Workers
- REGDOC-2.2.4, Fitness for Duty, Volume III: Nuclear Security Officer Medical, Physical and Psychological Fitness
- REGDOC-2.4.3, Nuclear Criticality Safety
- REGDOC-2.4.5, Nuclear Fuel Safety
- REGDOC-2.7.1, Radiation Protection
Healthy safety culture
- Applicable regulatory documents:
Operation and maintenance of SSCs in accordance with the safety case
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Applicable regulatory documents:
- REGDOC-2.1.1, Management System
- REGDOC-2.2.1, Human Performance
- REGDOC-2.2.4, Fitness for Duty: Managing Worker Fatigue
- REGDOC-2.2.5, Minimum Staff Complement
- REGDOC-2.3.1, Conduct of Licensed Activities: Construction and Commissioning Programs
- REGDOC-2.3.2, Accident Management
- REGDOC-2.3.4, Operations Programs for Reactor Facilities
- REGDOC-2.4.5, Nuclear Fuel Safety
- REGDOC-2.5.2, Design of Reactor Facilities
- REGDOC-2.6.1, Reliability Programs for Nuclear Power Plants
- REGDOC-2.6.2, Maintenance Programs for Nuclear Power Plants
- REGDOC-2.6.3, Aging Management
- REGDOC-2.7.1, Radiation Protection
- REGDOC-2.9.1, Environmental Principles, Assessments and Protection Measures
- REGDOC-2.9.2, Controlling Releases to the Environment
- REGDOC-2.10.1, Nuclear Emergency Preparedness and Response
- REGDOC-2.12.1, High-Security Facilities, Volume I: Nuclear Response Force
- REGDOC-2.12.2, Site Access Security Clearance
Level 2 – Control of abnormal operation and detection of failures
The second layer of defence deals with detecting incidents and failures. The objective is to detect and intercept any change from normal operation, prevent failures from escalating to accidents, and return the plant to a normal state.
Implementation of Level 2 includes the following:
Inherent and engineered design features to minimize or exclude uncontrolled reactivity as well as system temperature and pressure changes to the extent possible, and return the plant to a state of normal operation after any deviations
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Applicable regulatory documents:
- REGDOC-2.3.2, Accident Management
- REGDOC-2.4.1, Deterministic Safety Analysis
- REGDOC-2.4.2, Probabilistic Safety Assessment (PSA) for Reactor Facilities
- REGDOC-2.4.5, Nuclear Fuel Safety
- REGDOC-2.5.2, Design of Reactor Facilities
- REGDOC-2.6.1, Reliability Programs for Nuclear Power Plants
- REGDOC-2.6.2, Maintenance Programs for Nuclear Power Plants
- REGDOC-2.7.1, Radiation Protection
Monitoring systems to identify any change from normal operation
- Applicable regulatory documents:
- REGDOC-2.3.2, Accident Management
- REGDOC-2.4.5, Nuclear Fuel Safety
- REGDOC-2.5.2, Design of Reactor Facilities
- REGDOC-2.7.1, Radiation Protection
- REGDOC-2.9.1, Environmental Principles, Assessments and Protection Measures
- REGDOC-2.9.2, Controlling Releases to the Environment
- REGDOC-2.10.1, Nuclear Emergency Preparedness and Response
Staff training to respond to changes from normal operation, if/when they occur
- Applicable regulatory documents:
Level 3 – Control of accidents within the design basis
The third layer aims to control and minimize any consequences in the unlikely event of an accident. The objective is to control accidents within the design parameters, minimize the consequences of accidents, and prevent escalation to severe accidents.
Operations at this level are meant to maintain barriers and containment through sophisticated safety systems within the facility.
Implementation of Level 3 includes the following:
Inherent safety features, fail-safe design, engineered design features, procedures that minimize design-basis accident consequences, redundancy, diversity, segregation, physical separation, independent safety system channels, and protection against single-point failures
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Applicable regulatory documents:
- REGDOC-2.3.2, Accident Management
- REGDOC-2.4.1, Deterministic Safety Analysis
- REGDOC-2.4.2, Probabilistic Safety Assessment (PSA) for Reactor Facilities
- REGDOC-2.4.5, Nuclear Fuel Safety
- REGDOC-2.5.2, Design of Reactor Facilities
- REDOC-2.7.1, Radiation Protection
- REGDOC-2.10.1, Nuclear Emergency Preparedness and Response
- REGDOC-2.12.1, High-Security Facilities, Volume II: Criteria for Nuclear Security Systems and Devices
Instrumentation suitable for accident conditions
- Applicable regulatory documents:
Design-basis accident guidance to manage accidents and mitigate their consequences as much as possible
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Applicable regulatory documents:
- REGDOC-2.3.2, Accident Management
- REGDOC-2.5.2, Design of Reactor Facilities
- REGDOC-2.7.1, Radiation Protection
- REGDOC-2.9.1, Environmental Principles, Assessments and Protection Measures
- REGDOC-2.10.1, Nuclear Emergency Preparedness and Response
- REGDOC-2.12.1, High-Security Facilities, Volume I: Nuclear Response Force
- REGDOC-2.12.1, High-Security Facilities, Volume II: Criteria for Nuclear Security Systems and Devices
Staff training for accident response
- Applicable regulatory documents:
Level 4 – Control of severe plant conditions
With the defence-in-depth approach, measures taken at the first 3 levels ensure the structural integrity of the core and limit the severity of accidents.
The objective of Level 4 is to control severe plant conditions, mitigate consequences of severe accidents, and ensure that radioactive releases are kept as low as possible.
Implementation of Level 4 includes the following:
Guidance to manage accidents and mitigate their consequences as much as possible
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Applicable regulatory documents:
- REGDOC-2.3.2, Accident Management
- REGDOC-2.4.1, Deterministic Safety Analysis
- REGDOC-2.4.2, Probabilistic Safety Assessment (PSA) for Reactor Facilities
- REGDOC-2.5.2, Design of Reactor Facilities
- REGDOC-2.7.1, Radiation Protection
- REGDOC-2.9.1, Environmental Principles, Assessments and Protection Measures
- REGDOC-2.10.1, Nuclear Emergency Preparedness and Response
Strong containment design that includes features to address containment challenges (e.g., filtered venting, hydrogen combustion, overpressure protection, core concrete interactions, molten core spreading and cooling)
- Applicable regulatory documents:
Complementary design features to prevent accident progression and mitigate any consequences
- Applicable regulatory documents:
Features to mitigate radiological releases (e.g., filtered vents)
- Applicable regulatory documents:
Staff training in accident response
- Applicable regulatory documents:
Level 5 – Mitigation of radiological consequences
The fifth layer aims to mitigate consequences of a radiological release in the highly unlikely event of a severe accident not controlled through the preceding layers. Here, the focus is on comprehensive offsite emergency planning, training and response to address protective actions, interventions and coordination in order to protect the public and the environment. As with all onsite safety features of operating nuclear facilities in Canada, offsite emergency preparedness must also be exercised regularly. Stringent measures, controls and regulatory oversight are in place to ensure that there is a very low probability of approaching Level 5.
Implementation of Level 5 includes the following:
Emergency support facilities, established exclusion zone, and onsite and offsite emergency response plans and provisions
- Applicable regulatory documents:
Staff training on emergency preparedness and response
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Applicable regulatory documents:
- REGDOC-2.2.2, Personnel Training
- REGDOC-2.2.3, Personnel Certification, Volume III: Certification of Reactor Facility Workers
- REGDOC-2.4.3, Nuclear Criticality Safety
- REGDOC-2.7.1, Radiation Protection
- REGDOC-2.10.1, Nuclear Emergency Preparedness and Response
- REGDOC-2.12.1, High-Security Facilities, Volume I: Nuclear Response Force
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